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SEC Extends Compliance Date for the Investment Company Act Names Rule

By Mike Wible on March 19, 2025

On March 14, 2025, the Securities and Exchange Commission (SEC) extended the compliance dates for the amendments to Rule 35d-1 (the Names Rule) under the Investment Company Act of 1940 (1940 Act). The Names Rule requires that a registered investment company invest at least 80% of the value of the fund’s net assets, plus the…

Posted in Names Rule, SEC
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The Investment Management Blog is an operational and compliance resource for investment managers of all sizes. Because of the unique way that these firms serve clients, investment managers face regulatory and functional challenges that traditional advisers do not. This blog regularly addresses those challenges in thoughtful, concise and practical posts.

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