The Investment Management Regulatory Update Blog provides timely, insightful, and practical updates on the evolving regulatory landscape. Covering topics such as registered funds, blockchain innovations, cryptocurrency compliance, broker-dealer developments, and the dynamic ETF market, our blog aims to empower readers with the knowledge they need to navigate complexities and anticipate changes.

About Our Practice

Thompson Hine investment management lawyers provide legal services and a wealth of experience to a wide range of clients, including investment companies and advisers, broker-dealers, domestic and offshore hedge funds, ETFs, fund service providers, and independent directors and trustees. We offer innovative solutions for entering the industry, developing new products and services, expanding business through strategic planning and acquisition, keeping abreast of regulatory and industry developments, and interacting with regulators. A top-ranked national business law firm, our clients range in size from start-up ventures to large financial institutions and funds.  Please visit the Thompson Hine website to learn more about our experience and capabilities.