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No Time Like the Present to Review Your Business Continuity Plan

By Thompson Hine LLP on June 3, 2020

Business Continuity PlanTo our readers, we hope this entry to our blog finds you and your family safe and healthy. As we all begin to envision a path forward following the unprecedented events caused by the COVID-19 pandemic, a focus on compliance for your firm should not be an overlooked task.

For robo-advisers, this is an opportunity…

Posted in Business Continuity Plan
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The Investment Management Blog is an operational and compliance resource for investment managers of all sizes. Because of the unique way that these firms serve clients, investment managers face regulatory and functional challenges that traditional advisers do not. This blog regularly addresses those challenges in thoughtful, concise and practical posts.

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