| Wednesday, April 29 3:30 – 6:00 p.m. PT We are pleased to invite you to the virtual RIA Merger Conference, a program designed specifically for registered investment advisers. This afternoon program offers a unique opportunity to hear from dynamic industry thought leaders while exploring the latest trends and challenges shaping the RIA space. Webinar REGISTER |
Authored by: Jurgita Ashley, Julia Miller and Kellie Tomin
Welcome to the spring edition of Securities Quarterly Update, a publication that provides updates and guidance on securities regulatory and compliance issues. In this edition, we review important disclosure considerations for quarterly reports, annual meeting considerations, the anticipated SEC rulemaking agenda, capital markets and sustainability