Wednesday, April 29
3:30 – 6:00 p.m. PT
We are pleased to invite you to the virtual RIA Merger Conference, a program designed specifically for registered investment advisers. This afternoon program offers a unique opportunity to hear from dynamic industry thought leaders while exploring the latest trends and challenges shaping the RIA space. 
Webinar REGISTER

Join Us After the Event
For our Los Angeles–area contacts, we are excited to host a cocktail networking reception immediately following the virtual program at the rooftop Eataly Terra Sunset Lounge, where you’ll have the opportunity to meet and network with our distinguished speakers while enjoying drinks, light bites, and continued conversation in a relaxed setting overlooking the city.
Reception REGISTER

Schedule of Events:
3:30 – 6:00 p.m. – Virtual Panel Presentations
6:15 – 8:00 p.m. – Cocktail Networking Reception

Reception Location: 
Eataly Terra Sunset Lounge 
10250 Santa Monica Boulevard
Los Angeles, CA 90067

Key topics will include:
Navigating regulatory challenges and compliance requirements
Impact of anti-assignment provisions on investment adviser change-of-control transactions under the Advisers Act
Exploring business arrangements, mergers and venture opportunities
Succession planning strategies for small and mid-sized RIAs
Addressing compliance issues unique to advisory practices
Understanding current regulatory priorities and concerns of the SEC and state regulators

Who should attend?
Small- to mid-sized RIAs looking for growth opportunities or facing succession challenges
RIA owners and principals seeking practical strategies to protect and scale their practices
Compliance officers and legal counsel looking for insights into current regulatory and litigation risk areas
Industry professionals and consultants, including advisers on M&A, succession or compliance matters.

Why attend?
Stay ahead of regulation: Hear directly from industry leaders on SEC
and state exam priorities
Protect your business: Learn proactive steps to mitigate compliance
and litigation risks
Plan for the future: Explore strategies for succession, joint ventures and mergers
Network strategically: Connect with industry peers, aggregators and thought leaders.