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Hypothetically Speaking – Advertising your Back-Tested Performance

By Thompson Hine LLP on February 13, 2020

PerformanceIn our last post, Craig laid out the process of advertising a performance track record. That’s great, if you have a track record. What about a newly operational robo-adviser with no performance history? Your firm likely has spent considerable resources building and developing an investment strategy and corresponding algorithm. But without a client base,…

Posted in Advertising Rule
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The Investment Management Blog is an operational and compliance resource for investment managers of all sizes. Because of the unique way that these firms serve clients, investment managers face regulatory and functional challenges that traditional advisers do not. This blog regularly addresses those challenges in thoughtful, concise and practical posts.

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