Monday, November 10
11:30 a.m. – 3:30 p.m. ET

We are pleased to invite you to the RIA Merger Conference, an exclusive in-person event in New York City (virtual option also available) designed specifically for registered investment advisers. This half-day panel program offers a unique opportunity to engage with peers and industry and thought leaders while exploring

Join us for an afternoon break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will focus on a variety of developments that impact financial service industries, and we’ll offer insights and considerations that will certainly be of interest to you.

Tuesday, August 26
2:00 – 3:00 p.m.

Beyond the Prospectus: Rethinking Securities in Modern Investing

Join us for an afternoon break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will focus on a variety of developments that impact financial service industries, and we’ll offer insights and considerations that will certainly be of interest to

Beyond the Prospectus: Rethinking Securities in Modern Investing
Join us for an afternoon break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will focus on a variety of developments that impact financial service industries, and we’ll offer insights and considerations that will certainly be of interest to

The administration announced Thursday that it replaced the unit responsible for many of the SEC’s crypto registration suits with a new fraud-focused unit that will take a broader review of “cyber and emerging technologies.”

The Cyber and Emerging Technologies Unit will prioritize fraud cases that leverage novel tech including crypto, artificial intelligence, machine learning and

Last week I took time to attend the N40 Digital Asset Summit which brought together industry leaders, innovators, and family offices to discuss the future of blockchain, digital assets, Web3, crypto and the role for AI in the space. The event was robust with fabulous panels and a wealth of information and insight.  As US