Join us for an afternoon break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will focus on a variety of developments that impact financial service industries, and we’ll offer insights and considerations that will certainly be of interest to you.

Tuesday, August 26
2:00 – 3:00 p.m. ET

Session Four: Cross-Border Securities Investigations: Meeting the Challenges of Multinational Regulation

This session will explore the accelerating trend of multinational enforcement actions impacting private equity sponsors, digital-asset businesses and other participants in cross-border markets. As regulators worldwide expand cooperation, firms operating internationally must navigate a complex overlay of securities, anti-money-laundering and tax requirements.

Our speakers will address key issues shaping today’s cross-border investigations landscape, including:

  • What most often triggers cross-border investigations involving private equity or digital assets
  • How regulators coordinate and share information across jurisdictions
  • Protecting privilege and sensitive data while meeting global production demands
  • The impact of conflicting definitions of key terms on global defense strategies
  • When to consider voluntary disclosure or global settlements
  • Compliance measures that best mitigate cross-border risk

Moderator: Ernest Badway, Partner, Thompson Hine

Panelists:

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Watch your mailbox for invitations to upcoming programs in this series or click below to register (you must register separately for each).

If you missed a coffee chat in this series, you can watch the recording here.