Beyond the Prospectus: Rethinking Securities in Modern Investing
Join us for an afternoon break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will focus on a variety of developments that impact financial service industries, and we’ll offer insights and considerations that will certainly be of interest to you.
Tuesday, August 12
2:00 – 3:00 p.m. ET
Session Two: Digital Assets Evolution: Bitcoin, Spot Bitcoin ETFs &
Tokenized Securities
Join our panel of industry and legal professionals as they examine key regulatory developments and compliance challenges impacting the digital asset space. Tailored for investment managers, the discussion will offer practical insights on custody, valuation, and marketing strategies, along with the evolving demands of investor education.
Topics will include the role of registered funds in crypto investment, issues arising from MicroStrategy-style strategies, fiduciary duties, and government investigations. The panel will also address the growing use of tokenization in both registered and private funds, the deployment of private fund structures in crypto, and trends in secondary market trading. We will close with a forward-looking view on how blockchain technology is reshaping market infrastructure and participant behavior.
Moderator: Ernest E. Badway, Partner, Thompson Hine
Panelists:
- Riccardo M. DeBari, Partner, Thompson Hine
- Daniel A. Filstrup, Counsel, Thompson Hine
- Matthew J. Schwartz, Senior Managing Associate, Thompson Hine
- Imani Tibbs Boone, Associate, Thompson Hine
Please click here to register and receive instructions on how to join the webinar.
Upcoming programs in this series include the following topics. Click below to register (you must register separately for each).
- August 19 – When the Firewall Fails: Cybersecurity and Compliance in a Connected World
- August 26 – Cross-Border Securities Investigations: Navigating International Regulation
- September 16 – Private Funds Under Pressure: Navigating the SEC’s New Rules
- September 23 – Navigating Choppy Waters: Broker-Dealers and the Shifting Regulatory Tide
- October 14 – Under the Microscope: Government Scrutiny in Investment Management
